Step 4. Estimated number of incoming transactions
The Customer must state if there will be monthly or annually incoming transactions on the account and the frequency of this (how many times per month or per year).
John Doe receives a salary of USD 2.000, - 1x monthly.
He also receives rental income of USD 800, - 1x monthly for renting out his apartment.
His estimated volume of incoming transactions is monthly 2x.
Jane Doe receives a pension of USD 3.000, - 1x monthly.
Her estimated volume of incoming transactions is monthly 1x.
Step 5. Estimated largest incoming activity (in amounts)
Have the customer use this section to indicate the largest incoming activity, incoming cash activity, and incoming wire activity. Please state what the expected highest deposit amount on the account will be (and then on a monthly or annual basis as indicated above). These estimations should be done by the customer based on his/her regular incoming and activity. This means that any ‘one-time’ incoming or outgoing transactions outside the regular profile of the customer should be excluded.
John Doe receives a salary of USD 2.000, - monthly. However, this year he is expecting to receive a one-time lump-sum payment of USD 25.000, - . This ‘one-time’ incoming transaction should be excluded from the regular incoming activity.
John Doe’s estimated largest transaction is USD 2.000,-.
Step 6. Finalization
This section is applicable for the single TPR. The Customer must fill out his/her name, position, the date, and sign off on the document.